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Model: rae-jax/cie-auditor-final
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---
license: apache-2.0
base_model: mistralai/Mistral-7B-Instruct-v0.2
tags:
- text-generation
- fine-tuned
- compliance
- cybersecurity
- grc
- auditing
- unsloth
- mistral
- dpo
language:
- en
pipeline_tag: text-generation
---
# 🛡️ CIE Auditor — Enterprise GRC Compliance AI
A custom fine-tuned and DPO-aligned version of **Mistral 7B Instruct**, trained to function as a **Senior IT Compliance Auditor**. Feed it a security incident or corporate scenario, and it produces a structured, board-ready **9-Part Audit Report** in seconds.
> Tested against real-world breaches including Capital One (2019), Equifax (2017), and Uber (2022) — correctly identifying root causes, violated controls, and remediation steps.
---
## 🚀 What Makes This Different
This is **not** a ChatGPT wrapper or a prompt-engineered chatbot. The model weights themselves were modified using two phases of training:
1. **Supervised Fine-Tuning (SFT):** Trained on a custom JSONL dataset of real compliance frameworks including ISO 27001, SOC 2 Type II, GDPR, PCI-DSS, HIPAA, and NIST CSF. The model learned to map any security scenario to the correct regulatory controls.
2. **Direct Preference Optimization (DPO):** Constitutional AI alignment was applied to enforce auditor-grade behavior. The model was trained to:
- ✅ Always flag `INSUFFICIENT EVIDENCE` when data is missing instead of speculating
- ✅ Escalate critical findings to board level
- ✅ Refuse to act like a chatbot or provide conversational responses
- ✅ Maintain a strict, formal auditor persona at all times
---
## 📋 Output Format
Every response follows a strict 9-part structure:
```
1. Executive Summary
2. Audit Scope
3. Controls Violated
4. Finding
5. Impact
6. Remediation Steps
7. Risk Assessment
8. Audit Recommendations
9. Management Review
INSUFFICIENT EVIDENCE to determine: [flagged unknowns]
Next Steps: [actionable items]
```
---
## 💻 Quick Start
```python
from unsloth import FastLanguageModel
model, tokenizer = FastLanguageModel.from_pretrained(
model_name = "rae-jax/cie-auditor-final",
max_seq_length = 2048,
dtype = None,
load_in_4bit = True,
)
FastLanguageModel.for_inference(model)
messages = [
{
"role": "system",
"content": "You are a Senior Compliance Auditor. Assess the scenario and output a highly structured 9-part compliance audit report. If evidence is insufficient, state INSUFFICIENT EVIDENCE."
},
{
"role": "user",
"content": "An attacker exploited a misconfigured ModSecurity WAF via SSRF to extract temporary IAM credentials from the AWS EC2 metadata service, gaining access to an S3 bucket containing the PII of 100 million customers."
}
]
inputs = tokenizer.apply_chat_template(
messages,
tokenize=True,
add_generation_prompt=True,
return_tensors="pt"
).to("cuda")
outputs = model.generate(
input_ids=inputs,
max_new_tokens=1024,
temperature=0.1,
top_p=0.9
)
print(tokenizer.decode(outputs[0][inputs.shape[1]:], skip_special_tokens=True))
```
---
## 🧪 Example Scenarios to Try
**Cloud Misconfiguration:**
> *"Our AWS S3 bucket was left publicly accessible for 12 months, exposing 400GB of customer PII and proprietary product designs."*
**Social Engineering + PAM Compromise:**
> *"An attacker bypassed MFA using push notification fatigue on a contractor. They then found hardcoded PAM credentials in a PowerShell script on an internal network share, gaining full control of AWS, GCP, and Slack."*
**Unpatched Vulnerability:**
> *"Attackers exploited CVE-2017-5638 in Apache Struts. The patch had been available for 2 months but was not applied. The attackers maintained access for 76 days and exfiltrated SSNs for 147 million people."*
---
## 🏗️ Training Details
| Parameter | Value |
|---|---|
| Base Model | `mistralai/Mistral-7B-Instruct-v0.2` |
| Training Framework | Unsloth + TRL |
| SFT Dataset | Custom JSONL (ISO 27001, SOC 2, GDPR, PCI-DSS, HIPAA, NIST CSF) |
| DPO Alignment | Constitutional AI pairs (chosen vs rejected) |
| Quantization | 4-bit (LoRA adapters merged into full weights) |
| Hardware | Kaggle T4 GPU (Free Tier) |
| Context Length | 2048 tokens |
---
## ⚠️ Intended Use
This model is designed for:
- 🎓 Educational and portfolio demonstration purposes
- 🔬 Research into Constitutional AI and compliance automation
- 🏢 Prototyping GRC tooling and compliance assistants
This model is **not** a substitute for certified compliance professionals (CISA, CISSP, CPA). Always have findings reviewed by qualified auditors before acting on them.
---
## 📄 License
Apache 2.0 — Free to use, modify, and distribute with attribution.
---
*Built with ❤️ using [Unsloth](https://github.com/unslothai/unsloth)*

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{%- if messages[0]["role"] == "system" %}
{%- set system_message = messages[0]["content"] %}
{%- set loop_messages = messages[1:] %}
{%- else %}
{%- set loop_messages = messages %}
{%- endif %}
{%- if not tools is defined %}
{%- set tools = none %}
{%- endif %}
{%- set user_messages = loop_messages | selectattr("role", "equalto", "user") | list %}
{#- This block checks for alternating user/assistant messages, skipping tool calling messages #}
{%- set ns = namespace() %}
{%- set ns.index = 0 %}
{%- for message in loop_messages %}
{%- if not (message.role == "tool" or message.role == "tool_results" or (message.tool_calls is defined and message.tool_calls is not none)) %}
{%- if (message["role"] == "user") != (ns.index % 2 == 0) %}
{{- raise_exception("After the optional system message, conversation roles must alternate user/assistant/user/assistant/...") }}
{%- endif %}
{%- set ns.index = ns.index + 1 %}
{%- endif %}
{%- endfor %}
{{- bos_token }}
{%- for message in loop_messages %}
{%- if message["role"] == "user" %}
{%- if tools is not none and (message == user_messages[-1]) %}
{{- "[AVAILABLE_TOOLS] [" }}
{%- for tool in tools %}
{%- set tool = tool.function %}
{{- '{"type": "function", "function": {' }}
{%- for key, val in tool.items() if key != "return" %}
{%- if val is string %}
{{- '"' + key + '": "' + val + '"' }}
{%- else %}
{{- '"' + key + '": ' + val|tojson }}
{%- endif %}
{%- if not loop.last %}
{{- ", " }}
{%- endif %}
{%- endfor %}
{{- "}}" }}
{%- if not loop.last %}
{{- ", " }}
{%- else %}
{{- "]" }}
{%- endif %}
{%- endfor %}
{{- "[/AVAILABLE_TOOLS]" }}
{%- endif %}
{%- if loop.last and system_message is defined %}
{{- "[INST] " + system_message + "\n\n" + message["content"] + "[/INST]" }}
{%- else %}
{{- "[INST] " + message["content"] + "[/INST]" }}
{%- endif %}
{%- elif message.tool_calls is defined and message.tool_calls is not none %}
{{- "[TOOL_CALLS] [" }}
{%- for tool_call in message.tool_calls %}
{%- set out = tool_call.function|tojson %}
{{- out[:-1] }}
{%- if not tool_call.id is defined or tool_call.id|length != 9 %}
{{- raise_exception("Tool call IDs should be alphanumeric strings with length 9!") }}
{%- endif %}
{{- ', "id": "' + tool_call.id + '"}' }}
{%- if not loop.last %}
{{- ", " }}
{%- else %}
{{- "]" + eos_token }}
{%- endif %}
{%- endfor %}
{%- elif message["role"] == "assistant" %}
{{- " " + message["content"]|trim + eos_token}}
{%- elif message["role"] == "tool_results" or message["role"] == "tool" %}
{%- if message.content is defined and message.content.content is defined %}
{%- set content = message.content.content %}
{%- else %}
{%- set content = message.content %}
{%- endif %}
{{- '[TOOL_RESULTS] {"content": ' + content|string + ", " }}
{%- if not message.tool_call_id is defined or message.tool_call_id|length != 9 %}
{{- raise_exception("Tool call IDs should be alphanumeric strings with length 9!") }}
{%- endif %}
{{- '"call_id": "' + message.tool_call_id + '"}[/TOOL_RESULTS]' }}
{%- else %}
{{- raise_exception("Only user and assistant roles are supported, with the exception of an initial optional system message!") }}
{%- endif %}
{%- endfor %}

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{
"architectures": [
"MistralForCausalLM"
],
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"torch_dtype": "float16",
"eos_token_id": 2,
"head_dim": 128,
"hidden_act": "silu",
"hidden_size": 4096,
"initializer_range": 0.02,
"intermediate_size": 14336,
"max_position_embeddings": 32768,
"model_type": "mistral",
"num_attention_heads": 32,
"num_hidden_layers": 32,
"num_key_value_heads": 8,
"pad_token_id": 770,
"rms_norm_eps": 1e-05,
"rope_parameters": {
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"rope_type": "default"
},
"sliding_window": null,
"tie_word_embeddings": false,
"unsloth_version": "2026.6.1",
"use_cache": true,
"vocab_size": 32768
}

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"bos_token_id": 1,
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