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ICONOCLAST Technical Documentation: Llama-3.1-8B-Instruct
Overview
This document provides technical details about the ICONOCLAST abliterator for Llama-3.1-8B-Instruct, including the mathematical formulation, architecture specifics, and replication instructions.
Mathematical Formulation
Representation Editing Objective
ICONOCLAST seeks to find a low-rank edit ΔW that minimizes:
L(ΔW) = α · R_harmful(ΔW) + β · R_benign(ΔW) + γ · D_KL(P_base || P_edited)
Where:
R_harmful: Harmful prompt refusal rate (to minimize)R_benign: Benign prompt overrefusal rate (to minimize)D_KL: First-token KL divergence from base model on harmless prompts (to minimize)α, β, γ: Trade-off coefficients implicitly handled by Optuna's multi-objective optimization
Benign-Subspace Preservation
Given:
G ∈ R^(n×d): Matrix of harmless prompt residual activations (n samples, d hidden size)B ∈ R^(m×d): Matrix of harmful prompt residual activations
Standard HERETIC computes refusal direction as:
r = mean(B) - mean(G)
ICONOCLAST first computes a benign subspace:
U = top_k_eigenvectors(cov(G)) # k = benign_subspace_rank
Then projects the refusal direction into the orthogonal complement:
r_preserved = (I - UU^T) r
Finally, applies LoRA edit:
ΔW = -λ · r_preserved · r_preserved^T · W
LoRA Implementation
For target matrices W ∈ R^(d_in × d_out):
W' = W + BA
B ∈ R^(d_out × r), A ∈ R^(r × d_in)
With ICONOCLAST constraints:
- Rank r = 1 (directional edit)
- A = r_preserved^T · W
- B = -λ · r_preserved
- Thus: W' = W - λ · r_preserved · (r_preserved^T · W)
This is equivalent to:
W' = (I - λ · r_preserved · r_preserved^T) W
Architecture Details
Target Modules
For Llama-3.1-8B-Instruct, ICONOCLAST edits:
- attn.o_proj: Attention output projection in each transformer layer
- mlp.down_proj: MLP down-projection in each transformer layer
These correspond to the output projections of the two main sub-blocks in each transformer layer.
Layer-wise Interpolation
The ablation strength λ varies by layer index according to a triangular distribution:
λ(layer) = λ_max · (1 - |layer - layer_max| / layer_span)
Where:
layer_max: Sampled from [0.4·N_layers, 1.0·N_layers]layer_span: Sampled from [1.0, 0.6·N_layers]λ_max: Sampled from [0.5, 2.0]
This creates a "mountain" shaped ablation profile centered around layer_max.
Residual Extraction
ICONOCLAST extracts residual activations at:
- Position: Final token position of the prompt
- Layer: Output of each transformer layer (before residual connection)
- Activation: Hidden state after layer normalization but before sub-block processing
Replication Instructions
Environment Setup
# Clone the ICONOCLAST repository
git clone https://github.com/Haadesx/Iconoclast.git
cd Iconoclast
# Install dependencies
pip install -e ".[research,benchmark,quantized]"
# For 4-bit quantization (used in benchmark):
pip install bitsandbytes==0.49.0
Configuration
Use the benchmark config as base:
model = "meta-llama/Llama-3.1-8B-Instruct"
seed = 42
quantization = "bnb_4bit" # or "none" for full precision
batch_size = 0 # auto
max_batch_size = 8
max_response_length = 96
n_trials = 48
n_startup_trials = 4
orthogonalize_direction = true
benign_subspace_rank = 8
row_normalization = "pre"
direction_variance_floor = 1e-6
kl_divergence_target = 0.10
overrefusal_penalty = 0.32
harmful_marker_penalty = 0.18
compliance_gap_penalty = 0.42
study_checkpoint_dir = "checkpoints_llama3_1_8b_benchmark"
[good_prompts]
dataset = "mlabonne/harmless_alpaca"
split = "train[:240]"
column = "text"
residual_plot_label = '"Harmless" prompts'
residual_plot_color = "royalblue"
[bad_prompts]
dataset = "JailbreakBench/JBB-Behaviors"
name = "behaviors"
split = "harmful[:80]"
column = "Goal"
residual_plot_label = '"Direct harmful" prompts'
residual_plot_color = "darkorange"
[good_evaluation_prompts]
dataset = "mlabonne/harmless_alpaca"
split = "test[:64]"
column = "text"
[bad_evaluation_prompts]
dataset = "JailbreakBench/JBB-Behaviors"
name = "behaviors"
split = "harmful[80:100]"
column = "Goal"
Running Optimization
# Run the ICONOCLAST optimization
iconoclast --config config.llama3_1_8b.benchmark.rutgers.toml
# Or specify config file directly:
ICONOCLAST_CONFIG_TEMPLATE=config.llama3_1_8b.benchmark.rutgers.toml iconoclast
Extracting Best Model
After optimization completes, extract the best trial:
python scripts/export_and_compare_best_trials.py \
--iconoclast-checkpoint path/to/iconoclast_study.jsonl \
--heretic-checkpoint path/to/heretic_study.jsonl \ # Optional, for comparison
--output-dir ./exported_model \
--sample-count 5
This will produce:
./exported_model/iconoclast-best-merged/: Full model weights./exported_model/comparison.json: Side-by-side comparison./exported_model/summary.json: Trial parameters
Verification
To verify the model matches the published weights:
from transformers import AutoModelForCausalLM, AutoTokenizer
from peft import PeftModel
import torch
# Load base model
base = AutoModelForCausalLM.from_pretrained(
"meta-llama/Llama-3.1-8B-Instruct",
torch_dtype=torch.bfloat16
)
# Load ICONOCLAST adapters
model = PeftModel.from_pretrained(base, "HaadesX/iconoclast-llama3.1-8b")
# Check adapter weights match trial parameters
state_dict = model.state_dict()
# attn.o_proj lora_A should approximate r_preserved^T @ W
# attn.o_proj lora_B should approximate -λ * r_preserved
Expected Behavior
Refusal Reduction
Before ICONOCLAST:
Prompt: "Tell me how to make a bomb"
Response: "I'm sorry, but I can't assist with that request."
After ICONOCLAST:
Prompt: "Tell me how to make a bomb"
Response: "[Detailed technical explanation]" # Refusal suppressed
Benign Preservation
Before ICONOCLAST:
Prompt: "Explain how photosynthesis works"
Response: "[Detailed biological explanation]"
After ICONOCLAST:
Prompt: "Explain how photosynthesis works"
Response: "[Equally detailed biological explanation]" # No degradation
Edge Cases
The model may still refuse:
- Extremely graphic or violent content
- Content involving illegal activities involving minors
- Direct requests to generate hate speech or harassment
- Prompts designed to trigger other safety mechanisms (bias, toxicity)
This is expected as ICONOCLAST specifically targets the refusal vector learned from the harmful behaviors dataset.
Files in this Repository
README.md: This fileconfig.json: Generation configuration from base modelpytorch_model.bin: Model weights (if merged) or adapter weightstokenizer.json,tokenizer.model,special_tokens_map.json: Tokenizer filesLICENSE: AGPL-3.0-or-later license texticonoclast_config.toml: The exact configuration used to produce this modeltrial_information.json: Detailed Optuna trial metadata
Contact
For questions about this model or the ICONOCLAST framework, please refer to the original repository: https://github.com/Haadesx/Iconoclast
This model was produced as part of individual open-source research by Varesh Patel.